Reviewed November 2016
Conflicts Of Interest Obligations For Financial Services And Credit Licensees is a great course. For holders of an Australian Financial Services Licence (AFSL) or an Australian Credit Licence (ACL), conflicts of interest, whether actual, potential or perceived, inevitably arise from time to time.
This course provides lawyers with a practical overview of the operation of legislative regimes regulating licensees’ activities. This includes an exploration of licensees’ specific obligations in relation to conflicts of interest. The course also includes practical tips in drafting a conflicts of interest policy and maintaining a conflicts of interest register.